The tables below list the regulation sets used by surveyors when recording survey findings in the ASPEN program ( Automated Survey Processing Environment).
State Regulations
These regulations, combined with the findings, print as the State Form, which is given to the facility.
Last Update -- May 16, 2023
| Version | Facility/Service Type | Aspen ID | Effective Date |
|---|---|---|---|
| A-4.09 |
Abortion Clinic
[
153.2 kB
]
| C1VG | 05/06/2024 |
| D-2.08 |
Adult Day Care (Licensure)
[
181.6 kB
]
| WCVP | 12/22/2023 |
| F-2.06 |
Adult Family Care Home
[
197.4 kB
]
| STTS | 12/22/2023 |
| M-3.07 |
Ambulatory Surgical Center
[
200.4 kB
]
| OXBH | 07/01/2024 |
| A-4.23 |
Assisted Living Facility
[
380.8 kB
]
(includes ALF, ECC, LNS, and LMH Licensure Deficiencies) | YYJW | 06/05/2024 |
| B-5.05 |
Baker Act Enforcement Regulations
[
391.4 kB
]
| VCZG | 07/01/2024 |
| B-2.07 |
Birth Centers
[
165.5 kB
]
| KE9U | 07/01/2024 |
| C-2.21 |
Core Licensure Regulations
[
171.5 kB
]
(used in conjunction with licensure surveys) | 0F29 | 07/22/2024 |
| C-2.02 |
CSU and SRT Facilities
[
336.9 kB
]
| 3Y8W | 07/22/2024 |
| U-2.03 |
Health Care Clinics
[
136.6 kB
]
| LDZC | 08/30/2021 |
| P-1.06 |
Health Care Services Pools
[
99.2 kB
]
| IFTR | 12/22/2023 |
| H-8.02 |
Home Health Agencies
[
352.9 kB
]
| SNW0 | 07/29/2024 |
| O-3.03 |
Home Medical Equipment
[
145.2 kB
]
| RS2M | 11/07/2016 |
| N-1.02 |
Homes for Special Services
[
64.9 kB
]
| S8KJ | 04/05/2021 |
| I-1.07 |
Homemaker Companion Services
[
82.1 kB
]
| QNXG | 09/07/2021 |
| T-2.03 |
Hospice
[
222.9 kB
]
| X0T7 | 10/30/2023 |
| H-6.15 |
Hospital Licensure
[
689.8 kB
]
| U17Z | 07/01/2024 |
| I-4.06 |
ICF/IID Regulations
[
176.8 kB
]
| 0CK5 | 09/11/2023 |
| K-12.0 |
Life Safety Code for Ambulatory Surgical Centers
[
198.6 kB
]
| 8S45 | 12/22/2023 |
| K-10.02 |
Life Safety Code for Birth Centers
[
96.8 kB
]
| XV6X | 12/22/2023 |
| K-4.03 |
Life Safety Code for Hospice
[
259.5 kB
]
| T4XU | 12/22/2023 |
| K-10.02 |
Life Safety Code for Hospitals
[
272.3 kB
]
| 0MR4 | 12/22/2023 |
| Y-1.03 |
Life Safety Code for ICF/IID Health
[
278.5 kB
]
| QKV8 | 12/22/2023 |
| Y-1.04 |
Life Safety Code for ICF/IID Existing
[
316.5 kB
]
| J3Y7 | 12/22/2023 |
| Y-2.03 |
Life Safety Code for ICF/IID New
[
265.2 kB
]
| LKX6 | 12/22/2023 |
| K-6.02 |
Life Safety Code for Licensed Only Nursing Homes
[
271.4 kB
]
| Y40Q | 12/22/2023 |
| G-3.06 |
Nurse Registry Licensure
[
186.6 kB
]
| WKYK | 01/12/2024 |
| N-4.19 |
Nursing Home Licensure
[
395 kB
]
| LIVO | 09/16/2024 |
| B-2.01 |
Organ, Tissue and Eye
[
205.1 kB
]
| V48Q | 11/01/2021 |
| Q-2.03 |
Prescribed Pediatric Ext Care
[
119.5 kB
]
| RTVL | 04/19/2021 |
| R-3.03 |
Residential Treatment Facility
[
258.1 kB
]
| HQHF | 11/16/2020 |
| C-2.00 |
Residential Treatment Center for Children & Adolescents
[
319.5 kB
]
| HH67 | 10/01/2016 |
| T-2.02 |
Toxicology
[
179.5 kB
]
| 8YEZ | 08/06/2019 |
| T-4.06 |
Transitional Living Facility
[
128.1 kB
]
| EIEY | 04/05/2021 |
Federal Regulations
Last Update -- April 03, 2023
These regulations, combined with the findings, print as the CMS-2567 Form, which is given to the facility.
| Version | Facility/Service Type | Aspen ID | Effective Date |
|---|---|---|---|
| A-29.00 |
Acute Care Hospital
[
1.2 MB
]
| FA29 | 07/22/2023 |
| Q-10.02 |
Ambulatory Surgical Centers
[
326.4 kB
]
| 01/28/2022 | |
| D-09.03 |
CLIA Regulations
[
798.1 kB
]
| FD05 | 08/19/2020 |
| M-03.01 |
Community Mental Health Center
[
266 kB
]
| 3803 | 01/01/2024 |
| I-11.00 |
Comp Outpatient Rehab Facility (CORF)
[
171.6 kB
]
| FC11 | 07/22/2023 |
| C-12.00 |
Critical Access Hospitals
[
805.5 kB
]
| 6R96 | 07/22/2023 |
| E-1.04 |
Emergency Preparedness
[
278.6 kB
]
| EP01 | 12/22/2022 |
| V-12.00 |
End Stage Renal Disease
[
753.9 kB
]
| FV12 | 07/22/2023 |
| G-12.00 |
Home Health Agencies
[
293.5 kB
]
| 12/21/2020 | |
| W-10.00 |
ICF/IID Regulations
[
457.9 kB
]
| FW07 | 07/22/2023 |
| F-20.00 |
Long Term Care Facilities
[
1.9 MB
]
| FF15 | 08/08/2023 |
| K-03.02 |
LSC 2012 ASC and ESRD Existing
[
168.4 kB
]
| K309 | 01/22/2018 |
| K-02.02 |
LSC 2012 ASC and ESRD New
[
169.4 kB
]
| K310 | 01/22/2018 |
| K-03.03 |
LSC 2012 Health Existing
[
192.6 kB
]
| K307 | 01/22/2018 |
| K-03.02 |
LSC 2012 Health New
[
192.9 kB
]
| K308 | 01/22/2018 |
| K-04.00 |
LSC 2012 ICF/IID Existing
[
239.6 kB
]
| K313 | 01/22/2018 |
| K-04.00 |
LSC 2012 ICF/IID New
[
212.7 kB
]
| K314 | 01/22/2018 |
| Z-03.00 |
Organ Procurement
[
187.4 kB
]
| FZ05 | 09/12/2018 |
| I-11.00 |
Outpatient Physical Therapy
[
115.4 kB
]
| FT11 | 07/22/2023 |
| H-06.01 |
Portable X-Ray Requirements
[
106.9 kB
]
| QYN6 | 11/29/2019 |
| N-03.00 |
Psychiatric Residential Treatment Facilities
[
161.7 kB
]
| Q602 | 07/22/2023 |
| R-04.00 |
Relig Nonmed Healthcare Instit
[
157.1 kB
]
| Z603 | 011/29/2019 |
| J-10.00 |
Rural Health Clinics
[
180.2 kB
]
| FJ10 | 07/22/2023 |
| X-03.00 |
Transplant Centers
[
173.3 kB
]
| FX03 | 11/29/2019 |
